Legal

Disclaimer

Please read the following important disclosures regarding Galpin Financial Inc. and the services provided.

Regulatory Disclosure

Jim Galpin is registered as a Mutual Fund Dealer through Investia Financial Services Inc., a member of the Mutual Fund Dealers Association of Canada (MFDA). Investia Financial Services Inc. is regulated by the MFDA and is subject to its rules and regulations.

Jim Galpin is also licensed as a Life Insurance Agent in the Province of Alberta and is authorized to sell life insurance, accident & sickness insurance, and related products through various Canadian insurance carriers.

Investment Products

Mutual funds and other securities are offered through Investia Financial Services Inc. Commissions, trailing commissions, management fees, and expenses all may be associated with mutual fund investments. Please read the prospectus before investing.

Mutual funds are not guaranteed, their values change frequently, and past performance may not be repeated. There is no assurance that any fund will achieve its stated investment objective.

The information contained on this website is for general informational purposes only and does not constitute investment advice. It should not be relied upon as the basis for any investment decision. Investors should seek independent professional advice before making any investment.

Insurance Products

Insurance products including life insurance, critical illness insurance, and disability insurance are offered through various insurance carriers. Insurance products are not covered by the Canadian Investor Protection Fund (CIPF) or the MFDA Investor Protection Corporation (IPC).

The information on this website regarding insurance products is for general informational purposes only and does not constitute insurance advice. Coverage is subject to the terms and conditions of the applicable policy. Please review all policy documents carefully before purchasing any insurance product.

Website Content

The information provided on this website is believed to be accurate and reliable at the time of publication; however, Galpin Financial Inc. makes no representations or warranties of any kind, express or implied, as to the accuracy, completeness, or fitness for a particular purpose of any information contained herein.

This website may contain links to third-party websites. Galpin Financial Inc. is not responsible for the content, accuracy, or privacy practices of any linked third-party websites. The inclusion of any link does not imply endorsement by Galpin Financial Inc.

The content on this website is subject to change without notice. Galpin Financial Inc. reserves the right to modify or discontinue any aspect of this website at any time.

Privacy

Galpin Financial Inc. is committed to protecting the privacy of its clients. Personal information collected through this website or in the course of providing financial services is handled in accordance with applicable Canadian privacy legislation, including the Personal Information Protection and Electronic Documents Act (PIPEDA).

For questions about our privacy practices, please contact us.

File a Complaint

If you have a complaint regarding the services provided by Galpin Financial Inc. or Jim Galpin, please contact us directly in the first instance:

Jim Galpin, CLU, ChFC

Galpin Financial Inc.

Suite #190, 17010–103 Ave NW, Edmonton, AB T5S 1K7

Phone: (780) 444-9155

Email: [email protected]

If your complaint is not resolved to your satisfaction, you may escalate it to Investia Financial Services Inc. or to the Mutual Fund Dealers Association of Canada (MFDA) at www.mfda.ca.